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Business Continuity Plan

Diversified Securities, Inc. (“DSI”) has implemented a business continuity plan (“BCP”) in the event that a function deemed critical to DSI’s ongoing business operations fails. The plan will assist DSI to eliminate and minimize any business interruptions as a result of an unexpected disaster. The plan has been tested at various times. Our firm’s policy is to respond to a Significant Business Disruption (SBD) by safeguarding employees’ lives and firm property, making a financial and operational assessment, quickly recovering and resuming operations, protecting all of the firm’s books and records, and allowing our customers to transact business.